Our team regularly represents all facets of the commodity industry including Futures Commission Merchants, Commodity Trading Advisors, Introducing Brokers and Floor Brokers in arbitrations, mediation, reparations and administrative actions before the National Futures Association (NFA), Commodity Futures Trading Commission (CFTC), and Exchanges.

Our attorneys have substantial experience in defending institutions and individuals in disciplinary proceedings, investigations and appeals with respect to matters brought by the NFA, CFTC, State Attorneys General and self-regulatory organizations.

Contact Melvyn J. Falis, Esq., Martin H. Kaplan, Esq. or Contact Us online.

Our related practice disciplines include regulatory and enforcement, broker/dealer advisory services, commercial and employment litigation, corporate and securities, and white-collar criminal defense.

Contact us online or call us today at 212.269.1400.