Gusrae, Kaplan, Bruno & Nusbaum has been providing legal advice to the securities industry for over 30 years. Our clients include financial institutions, broker-dealers, investment advisors, individual investors, and public and private companies.

All of our attorneys exclusively practice securities related matters. We represent clients in corporate finance transactions, as well as litigation before self-regulatory organizations, federal securities regulators, State and Federal courts, and industry arbitrations. We continually maintain strong relationships with regulators and various members of the legal community who specialize in securities-related matters which enables us to achieve the most effective outcome possible for our clients.

In addition, our attorneys have extensive backgrounds in working with companies to assist our client in virtually every area of federal and state securities laws and all types of transactions and issues. We have the knowledge and experience needed to consistently provide highly sophisticated legal service expected by companies of all sizes, ranging from startups to several hundred million dollar offerings.

Our lawyers include the former branch chief of small issues at the SEC, the former general counsel for the New York Mercantile Exchange, a former general counsel of a brokerage firm, and a former regional attorney at the NASD. We also have attorneys that have over 30 years of experience in private practice in the field of securities law.

Firm News