Welcome to Gusrae, Kaplan, Bruno & Nusbaum PLLC
Gusrae, Kaplan, Bruno & Nusbaum is an AV rated law firm founded more than thirty years ago by a Chief Attorney of the U.S. Securities and Exchange Commission's New York Enforcement Division. Current members of this law firm include a former General Counsel of the New York Mercantile Exchange, a former General Counsel of an NASD member broker/dealer and a former in-house attorney of an NYSE member broker/dealer. Other members of the firm include arbitrators certified by the National Association of Securities Dealers, National Futures Association and the American Arbitration Association.
This law firm brings decades of collective experience to each matter entrusted to us. Our clients include financial institutions, broker/dealers, investments advisors, trading firms, hedge funds, investors, and public and private companies. We invite you to examine our links to Practice Areas for further description of our engagements and professional services. Should you wish to speak with one of our attorneys, please feel free to use the Contact Us link.
Securities Blog
- Merry or Merrill-y Go Round? SEC and BofA Settle, Again. The Securities Lawyer Blog has followed the Bank of America's troubled settlement with the SEC in its acquisition of Merrill Lynch. The matter is ....
- What A Tangled Web They Weave -- Over $1 Billion in Losses If Shakespeare were alive today, he might be seeking out an interview with Judge Jack Weinstein. Or perhaps invite him up to Stratford for a weekend ....
- $1.5 Million for Investor Literacy -- FINRA Foundation and the American Library Association Team Up The Financial Industry Regulatory Authority (FINRA) recently announced that its Investor Education Foundation is again teaming up with the American ....